Compliance Console
All systems operational
Milestones on track
6 / 8
Within governance plan
Change requests open
3
1 awaiting decision
Readiness gates passed
4 / 6
Target met for M3
Escalations (30d)
2
Resolved within SLA
Milestone governanceValidated against operational thresholds
ID
Milestone
Owner
Progress
Gate
Status
M1
Discovery & Architecture
Program Office
100%
Signed off
Completed
M2
Investor Profiling & Suitability
AI Engineering
100%
Signed off
Completed
M3
Recommendation Engine v1
AI Engineering
100%
Signed off
Completed
M4
Social & Copy Trading
Product
78%
Pre-validation
In progress
M5
Compliance & Surveillance
Compliance
62%
Evidence review
In progress
M6
Mobile Production Hardening
Mobile
48%
QA validation
In progress
M7
Operational Readiness
SRE
12%
Awaiting M5
Planned
M8
Production Rollout & Handover
Program Office
0%
Awaiting M7
Planned
Change control registerScope · controlled rollout
CR-214
Extend suitability matrix with EU MiCA Tier-2
Impact Medium
Risk Low
Approved
CR-213
Add Solana streaming feed to whale-flow service
Impact Low
Risk Low
Approved
CR-212
Defer copy-trading leverage > 3x to phase 2
Impact High
Risk Medium
Under review
CR-211
Adopt KMS-backed key rotation for mobile keystores
Impact Medium
Risk Low
Approved
CR-210
Reduce recommendation refresh from 60s to 30s
Impact Low
Risk Medium
Rejected
Release approvals
Program Sponsor
C. Almeida
Risk Officer
N. Hartmann
Compliance Lead
P. Whelan
Head of AI
I. Volkov
SRE Lead
R. Tan
Operational readiness gates
Architecture Review
Passed
Security Review
Passed
Responsible AI Review
Passed
Privacy & DPIA
Conditional
Disaster Recovery Drill
Scheduled
Regulatory Evidence Pack
In progress
Dependency tracking
M4 · Social→M5 · ComplianceLow risk
Surveillance hooks for copy-trade events
M5 · Compliance→M7 · Ops ReadinessMedium risk
Evidence pack required for SOC2 dry run
M6 · Mobile→M8 · RolloutMedium risk
App-store staged rollout dependency
M7 · Ops→M8 · RolloutLow risk
Runbook & on-call rotation completion